Ongoing, Event Triggered Reviews
• Upkeep and perform ad hoc / periodic review of existing customers.
• Interact with clients to obtain KYC and other compliance information and documentation in accordance with Bank's AML policy.
• Review and evaluate recent negative news / alerts related to clients.
• Perform transaction reviews to ensure that account activities are in line with client business nature.
• Ensure that customers' information is accurate and updated on database.
• Conduct all name searches on customers, connected parties and beneficial owners.
• Investigate, escalate, and resolve name screening monitoring alerts and queries.
• Conduct ad hoc queries with customers and perform transaction reviews based on requests from Group Compliance and other relevant external parties when necessary.
Ad hoc Projects
• Involve in ad hoc AML system projects
• Prepare and update management report.
• Assist in any other general administrative duties/ad hoc projects as assigned by immediate supervisor(s).